Agencies, Boards and Commissions

Securities Board, State*

5 Members - Term: 6 Years

General Information

Agency #: 312 208 E. 10th St., 5th FloorP.O. Box 13167Austin 78711-3167

(512) 305-8300
(512) 305-8310
Staff Listing
Website

Members

Office	Office Holder	Hometown / Term Ends
Chair	E. Wally Kinney	Comfort, 01-20-2025
Board Member(s)	Robert Belt	Houston, 01-20-2029
	David Montgomery	Houston, 01-20-2029
	Ejike E. "EE" Okpa	Dallas, 01-20-2027
	Melissa Tyroch	Belton, 01-20-2025

Staff

Office	Office Holder	Phone / Fax
Securities Commissioner	Travis Iles	(512) 305-8301
Deputy Commissioner	Christi Ramon Ochoa	(512) 305-7363
Director, Enforcement Division	Joe Rotunda	(512) 305-8392
Director, Inspections and Compliance Division	Tommy Green	(512) 305-8377
Director, Registration Division	Emily Diaz	(512) 305-8343
Director, Staff Services Division	Derek Lauterjung	(512) 305-8321
General Counsel	Cheryn L. Netz	(512) 305-8303

Branch Offices

Corpus Christi

615 N. Upper Broadway, Suite 720
Corpus Christi, TX 78401
(361) 887-1085
(361) 884-7820

Office	Office Holder	(512) Phone / Fax
Assistant Director	Angela Cole

Dallas

8700 N Stemmons Freeway, Suite 144
Dallas, TX 75247-3714
(214) 630-8681
(214) 630-8699

Office	Office Holder	(512) Phone / Fax
Assistant Director-Inspections and Compliance	Linda Bailey
Assistant Director-Enforcement Division	Jay Oman

Houston

1919 N. Loop West, Suite 300
Houston, TX 77008-1366
(713) 426-0336
(713) 426-6965

Office	Office Holder	(512) Phone / Fax
Assistant Director-Inspections and Compliance Division	Robert Abreo
Assistant Director-Enforcement Division	Mogey Lovelle	(713) 426-0336

Notes

The State Securities Board registers securities offered and sold in Texas and oversees the firms and individuals selling securities or providing investment advice to Texans.

* Subject to the Texas Sunset Act; will be reviewed in 2031.